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COMPLIANCE

Finance Sector Emerging Compliance Opportunities and Challenges

  • There will undoubtedly be increased financial sector regulations in the UK resulting from the current banking crisis, which may bear little similarity to previous regulatory systems like Basel II, nor look like North American eDiscovery approaches.
  • We expect new opportunities to emerge that will require information and process governance, that are unlikely to be complicated functionally, but need to be found by regulators and compliance officers and capable of swift implementation

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